-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RzSGxH8ce7I9M1bYtyXOi62SZGRx1Uf+DwnB+dEisighcBamxNjFXAwwssr55If7 2cpHy2bie4V816BIVDfDdA== 0000719241-98-000002.txt : 19980218 0000719241-98-000002.hdr.sgml : 19980218 ACCESSION NUMBER: 0000719241-98-000002 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 19980213 SROS: NYSE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: TRUMP HOTELS & CASINO RESORTS INC CENTRAL INDEX KEY: 0000943320 STANDARD INDUSTRIAL CLASSIFICATION: HOTELS & MOTELS [7011] IRS NUMBER: 133818402 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-44483 FILM NUMBER: 98539347 BUSINESS ADDRESS: STREET 1: 2500 BOARDWALK CITY: ATLANTIC CITY STATE: NJ ZIP: 08401 BUSINESS PHONE: 6094416060 MAIL ADDRESS: STREET 1: 2500 BOARDWALK CITY: ATLANTIC CITY STATE: NJ ZIP: 08401 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: CONSECO INC CENTRAL INDEX KEY: 0000719241 STANDARD INDUSTRIAL CLASSIFICATION: ACCIDENT & HEALTH INSURANCE [6321] IRS NUMBER: 351468632 STATE OF INCORPORATION: IN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 11825 N PENNSYLVANIA ST CITY: CARMEL STATE: IN ZIP: 46032 BUSINESS PHONE: 3175736100 MAIL ADDRESS: STREET 1: 11825 N PENNSYLVANIA ST CITY: CARMEL STATE: IN ZIP: 46032 FORMER COMPANY: FORMER CONFORMED NAME: SECURITY NATIONAL OF INDIANA CORP DATE OF NAME CHANGE: 19840207 SC 13G 1 SCHEDULE 13G FOR CONSECO, INC. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 AMENDMENT NO. Trump Hotels & Casino Resorts, Inc. ----------------------------------- (Name of Issuer) Common Stock ------------ (Title of Class of Securities) 89816810 -------- (CUSIP Number) The information required in the remainder of this cover page (except any items to which the form provides a cross-reference) shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act. 1
CUSIP No................................................................................................... 89816810 --------- 1. NAME OF REPORTING PERSON................................................................................... Conseco, Inc. ------------ S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON.......................................................... 35-1468632 ------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [ X ] 3. SEC USE ONLY 4. CITIZENSHIP OR PLACE OF ORGANIZATION..................................................................Reporting Person is a Corporation organized under Indiana laws. Principal office of Reporting Person is in Carmel, Indiana. Number of 5. SOLE VOTING POWER............................................................... 2,010,000 ---------- Shares Beneficially 6. SHARED VOTING POWER............................................................. 0 ------ Owned By Each 7. SOLE DISPOSITIVE POWER.......................................................... 2,010,000 ---------- Reporting Person With 8. SHARED DISPOSITIVE POWER........................................................ 0 ------ 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,010,000 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES [ ] 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 8.9% 12. TYPE OF REPORTING PERSON................................................................................... HC ---
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CUSIP No................................................................................................... 89816810 --------- 1. NAME OF REPORTING PERSON.................................................................................CIHC, Incorporated ------------------ S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON.......................................................... 51-0356511 ---------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [ X ] 3. SEC USE ONLY 4. CITIZENSHIP OR PLACE OF ORGANIZATION..................................................................Reporting Person is a Corporation organized under Delaware laws. Principal office of Reporting Person is in Wilmington, Delaware. Number of 5. SOLE VOTING POWER............................................................... 2,010,000 ---------- Shares Beneficially 6. SHARED VOTING POWER............................................................. 0 ------ Owned By Each 7. SOLE DISPOSITIVE POWER.......................................................... 2,010,000 ---------- Reporting Person With 8. SHARED DISPOSITIVE POWER........................................................ 0 ------ 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,010,000 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES [ ] 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 8.9% 12. TYPE OF REPORTING PERSON................................................................................... HC ---
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CUSIP No................................................................................................... 89816810 --------- 1. NAME OF REPORTING PERSON..................................................................Bankers Life Insurance Company of --------------------------------- Illinois -------- S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON.......................................................... 36-3851005 ---------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [ X ] 3. SEC USE ONLY 4. CITIZENSHIP OR PLACE OF ORGANIZATION..................................................................Reporting Person is a Corporation organized under Illinois laws. Principal office of Reporting Person is in Chicago, Illinois. Number of 5. SOLE VOTING POWER............................................................... 2,010,000 ---------- Shares Beneficially 6. SHARED VOTING POWER............................................................. 0 ------ Owned By Each 7. SOLE DISPOSITIVE POWER.......................................................... 2,010,000 ---------- Reporting Person With 8. SHARED DISPOSITIVE POWER........................................................ 0 ------ 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,010,000 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES [ ] 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 8.9% 12. TYPE OF REPORTING PERSON................................................................................... HC,IC ------
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CUSIP No............................................................................................................ 89816810 -------- 1. NAME OF REPORTING PERSON..................................................................Bankers Life and Casualty Company --------------------------------- S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON.......................................................... 36-3851005 ----------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [ X ] 3. SEC USE ONLY 4. CITIZENSHIP OR PLACE OF ORGANIZATION..................................................................Reporting Person is a Corporation organized under Illinois laws. Principal office of Reporting Person is in Chicago, Illinois. Number of 5. SOLE VOTING POWER............................................................... 2,010,000 ---------- Shares Beneficially 6. SHARED VOTING POWER............................................................. 0 ------ Owned By Each 7. SOLE DISPOSITIVE POWER.......................................................... 2,010,000 ---------- Reporting Person With 8. SHARED DISPOSITIVE POWER........................................................ 0 ------ 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,010,000 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES [ ] 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 8.9% 12. TYPE OF REPORTING PERSON................................................................................... IC --
5 Item 1(a). Name of Issuer Trump Hotels & Casino Resorts, Inc. Item 1(b). Address of Issuer's Principal Executive Offices 2500 Boardwalk Atlantic City, New Jersey 08401 Item 2(a). Name of Persons Filing Conseco, Inc.; CIHC, Incorporated; Bankers Life Insurance Company of Illinois; and Bankers Life and Casualty Company Item 2(b). Address of Principal Business Office or, if none, Residence Conseco, Inc., 11825 North Pennsylvania Street, Carmel, Indiana 46032; CIHC, Incorporated, One Commerce Center, Suite 789, 1201 Orange Street, Wilmington, Delaware 19801; Bankers Life Insurance Company of Illinois, 222 Mechandise Mart Plaza, Chicago, Illinois 60654; Bankers Life and Casualty Company, 222 Merchandise Mart Plaza, Chicago, Illinois 60654 Item 2(c). Citizenship Conseco, Inc. - Indiana CIHC, Incorporated - Delaware Bankers Life Insurance Company of Illinois - Illinois Bankers Life and Casualty Company - Illinois Item 2(d). Title of Class of Securities Common Stock Item 2(e). CUSIP Number 89816810 6 Item 3. If this statement is filed pursuant to Rule 13d-1(b), or 13d-2(b), check whether the person filing is a (a) [ ] Broker or Dealer registered under Section 15 of the Act (b) [ ] Bank as defined in Section 3(a)(6) of the Act (c) [X] Insurance Company as defined in Section 3(a)(19) of the Act (d) [ ] Investment Company as defined in Section 8 of the Investment Company Act (e) [ ] Investment Adviser as defined in Section 203 of the Investment Advisers Act of 1940 (f) [ ] Employee Benefit Plan, Pension Fund which is subject to the provisions of the Employee Retirement Income Security Act of 1974 or Endowment Fund; see Section 240.13d- 1(b)(1)(ii)(F) (g) [X] Parent Holding Company, in accordance with Section 240.13d-1(b)(1)(ii)(G) (Note: See Item 7) (h) [ ] Group, in accordance with Section 240.13d- 1(b)(1)(ii)(H) Bankers Life and Casualty Company is an insurance corporation. Bankers Life Insurance Company of Illinois is the direct parent of Bankers Life and Casualty Company and is an insurance corporation. CIHC, Incorporated is the direct parent holding company of Bankers Life Insurance Company of Illinois, and Conseco, Inc. is the direct parent holding company of CIHC, Incorporated. Item 4. Ownership Bankers Life and Casualty Company has the following ownership in the Common Stock: (a) Amount Beneficially Owned 2,010,000 7 (b) Percent of Class 8.9% (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote 2,010,000 (ii) shared power to vote or to direct the vote 0 (iii) sole power to dispose or to direct the disposition of 2,010,000 (iv) shared power to dispose or to direct the disposition of 0 Conseco, Inc., CIHC, Incorporated and Bankers Life Insurance Company of Illinois may be deemed to be the beneficial owners of such shares through their indirect or direct ownership in all of the capital stock of Bankers Life and Casualty Company. Item 5. Ownership of Five Percent or Less of a Class Not Applicable. Item 6. Ownership of More Than Five Percent on Behalf of Another Person None. Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company See Item 3 hereof. Item 8. Identification and Classification of Members of the Group Not Applicable. Item 9. Notice of Dissolution of Group Not Applicable. 8 Item 10. Certification The following certification shall be included if the statement is filed pursuant to Rule 13d-1(b): By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purposes or effect. SIGNATURE --------- After reasonable inquiry and to the best of our knowledge and belief, we certify that the information set forth in this statement is true, complete and correct. Date: February 13, 1998. CONSECO, INC. By: /S/ROLLIN M. DICK --------------------------- Rollin M. Dick, Executive Vice President CIHC, INCORPORATED By: /S/WILLIAM T. DEVANNEY, JR. --------------------------- William T. Devanney, Jr., Senior Vice President 9 BANKERS LIFE INSURANCE COMPANY OF ILLINOIS By: /S/DONALD F. GONGAWARE --------------------------- Donald F. Gongaware, President BANKERS LIFE AND CASUALTY COMPANY By: /S/DONALD F. GONGAWARE --------------------------- Donald F. Gongaware, President 10 EXHIBIT INDEX Exhibit 1 Joint Filing Agreement, dated February 13, 1998, by and among Conseco, Inc., CIHC, Incorporated, Bankers Life Insurance Company of Illinois, Bankers Life and Casualty Company. 11 EX-1 2 EX-1 JOINT FILING AGREEMENT This will confirm the agreement by and among all the undersigned that the Schedule 13G filed on or about this date with respect to the beneficial ownership of the undersigned of shares of the Common Stock of Trump Hotels & Casino Resorts, Inc. is being filed on behalf of each of the undersigned. This agreement may be executed in two or more counterparts, each of which shall be deemed an original, but all of which together shall constitute one and the same instrument. Dated: February 13, 1998 CONSECO, INC. By: /S/ROLLIN M. DICK ----------------------------- Rollin M. Dick, Executive Vice President CIHC, INCORPORATED By: /S/WILLIAM T. DEVANNEY, JR. ----------------------------- William T. Devanney, Jr., Senior Vice President BANKERS LIFE INSURANCE COMPANY OF ILLINOIS By: /S/ROLLIN M. DICK ------------------------------ Rollin M. Dick, Executive Vice President BANKERS LIFE AND CASUALTY COMPANY By: /S/ROLLIN M. DICK ----------------------------- Rollin M. Dick, Executive Vice President -----END PRIVACY-ENHANCED MESSAGE-----